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Are Councils Lead Liable?
The Implications of Environmental Lead for Local Government
This article is from a speech given by
Jason Bawden-Smith, Managing Director, JBS Environmental Services and Technologies.
Prepared for the Australian Institute of Environmental Health 24th National
Conference held at the Launceston Country Club Resort, Tasmania on the
21 October, 1997.
On 20 October 1997 New South Wales commemorated its
inaugural "Lead Poisoning Awareness Week", recognising the worlds first
discovery of lead poisoning by Dr Turner. Dr Turner found that childhood fatalities in
Queensland were caused by lead poisoning.
Lead hazards have resulted in the clinical poisoning of
many hundreds of children in Australia over the last century, with scores of fatalities.
Rathus (1957)2 has reviewed historical cases of clinical lead poisoning in Queensland from
1890-1940 and Freeman (1970)3 reviewed 90 cases in Sydney from 1948-1967. Both authors
attribute the majority of poisonings to the ingestion of lead paint hazards (ie. paint
chips or dust/soil contaminated by the removal of lead-based paint).
Lead is a health hazard
The adverse health effects of exposure to even low lead
levels are well known and documented4,5,6. Claire Patterson (1965) best summarised the
adverse effects of lead when he found that:
- A single atom of lead, once in the human body, binds to a
protein and induces some damage.
- The greater the exposure the more serious the effects.
- Lead has no physiological function.
- Any amount of body lead reflects environmental pollution.
Some of the more disturbing aspects of recent lead
research include studies that have linked lead exposure to anti-social behaviour, juvenile
delinquency and adult criminality 8,9,10 and the association of even low lead levels in
adults and hypertension11.
One recent study, conducted among 850 boys attending high
school, showed that those with relatively high levels of lead in their bones were more
likely to engage in aggressive acts and delinquent behaviour than boys with less lead in
their bone12. Although none of the children in the study had ever been diagnosed with lead
poisoning, a direct relationship was found between the amount of lead in their leg bones
and reports by parents, teachers and children themselves of aggressive and delinquent
behaviour.
Even after taking into account other predictors of
delinquency, such as maternal intelligence, socioeconomic status, child-rearing factors,
race and history of medical problems, the association of lead exposure and aggressive
behaviour remained.
Delinquent acts in childhood have been shown in past
studies to be strong predictors of criminal behaviour later in life. This study breaks new
ground, opening the possibility that some of the violence in our society could be the
result of preventable environmental pollution by lead.
Discovery of Elevated Blood Lead Levels
A national survey of 1-4 year old children14 found only
7.3% of children had blood lead readings above the NHMRC target level of 0.48
µmol/L (10 µg/dL) and only 1.7% above the NHMRC action level of 0.72 µmol/L (15
µg/dL). However,
some researchers have questioned the statistical significance of the national survey due
to the poor response rate, small population size and the lack of peer review.
A more comprehensive study conducted of 718 children in
Central and Southern Sydney15 may be a better indicator of the prevalence of children with
elevated blood lead levels living in older urban areas of Australia. The study found that
16.1% of children had blood lead levels above 0.48 µmol/L and 3.9% above 0.72
µmol/L.
The blood lead levels for children living in a 10 km
radius of the Sydney Central Business District were 25 % above 0.48 µmol/L and 7% above
0.72 µmol/L. Corresponding findings for children living outside the 10 km radius were 9%
above 0.48 µmol/L and 1.5% above 0.72 µmol/L. The primary difference between the two
areas was the presence of older housing stock with lead paint within the 10 km zone of the
CBD.
A survey of preschool childrens blood lead levels in
inner Sydney16, where the majority of housing was built before WWII, found 50% of children
above 0.48 µmol/L and 17.1% above 0.72 µmol/L. The study also found that children
present during a home renovation were approximately five times more at risk of developing
a blood lead level above 0.72 µmol/L.
Potential Lead Liability for Local Government
Councils could be liable to people affected by lead
poisoning as a result of renovation/demolition work carried out on houses or buildings
within council boundaries.
Liability depends on a plaintiff establishing that the
Council owed him or her a duty of care. The decision of the High Court in the Council of
the Shire of Sutherland v Heyman (1985) 157 CLR 424 emphasised that a duty of care owed by
a Council has to be determined by reference to the same principles which applied in
general matters
- there had to be a sufficient degree of proximity between
the Council and the Plaintiff, such as to create an obligation on the Council to take
reasonable action to prevent that loss or injury.
- Where a Council had a mere statutory power, and the
negligence alleged against the Council was failure to exercise that power, then no duty of
care could arise.
- If the Council decided to exercise the power and did so
negligently, or if the Council was in fact performing a statutory duty (as opposed to
merely exercising a power), and did so negligently, then a duty of care would arise. The
duty would be to act in such a way as to prevent foreseeable injury or loss.
Renovation and demolition work may require development
approval and would require building approval. In considering a development application,
section 90 (1) (c) of the Environment Planning and Assessment Act imposes a duty on the
Council to take into consideration "the existing and likely future amenity of the
neighbourhood". Section 90 (1) requires a Council to consider "the public
interest".
Section 68(1) of the Local Government Act
["LGA"] and Regulations 12 and 13 of the Local Government Regulations create a
duty on the Council to consider the "healthiness" of a building when considering
a building approval.
Thus, when faced with a development or building
application, the Council is under a duty to consider health hazards that may be caused by
the development or building work. That is, Council is exercising a statutory duty, rather
than a mere power, when considering development or building applications.
In establishing the necessary degree of proximity,
reliance is an important factor. The Alec Finlayson Pty Limited v Armidale City Council
(123) ALR 155, case concluded:
"Where a public authority knows, or should know, when
taking some action, that it is in a distinctly superior position to appreciate or to
assess a consequential threat, which is foreseeable, of injury, damage or loss, or to
avoid the materialisation of injury, damage or loss, compared with the position of some
individual or class of individuals, it is likely that the situation will also involve the
concept of reliance, by those who may be affected, upon the public authority to take
reasonable care".
With respect to lead paint on buildings, Councils are in a
superior position, compared with persons who may be affected by lead poisoning, to
"avoid the materialisation" of that injury by imposing conditions on any
development or building work to which it gives approval. Councils have a duty to control
development and building work in such a way as to safeguard the health of persons who
might be adversely affected by that work.
Councils are aware of the prevalence of lead paint in pre
1970 buildings and the danger created by any deterioration or disturbance of lead paint by
work carried out on those houses or buildings. Councils are therefore in a far superior
position, as a result of their knowledge and their ability to control development and
building work, to safeguard the health of persons who might be adversely affected by that
work, than the persons themselves.
The persons to whom duty is owed include the owners of the
properties, the workers who will carry out the work on the properties and, in the case of
dust or airborne contamination could also include immediate neighbours of the properties.
Each of those persons stands in a sufficient degree of proximity to the Council to impose
on the Council a duty of care. When assessing a development or building application
Council should ensure that conditions are imposed on the approval to prevent those persons
potentially suffering lead poisoning.
Liability from Council premises
Councils may also incur liability to persons affected by
lead poisoning as a result of exposure from their presence on premises owned or operated
by the council.
The law of occupiers liability has been well
established for many years. There is little doubt that a person attending a child care
centre, a baby health clinic, or any other premises owned or occupied by the Council and
open to the public, would stand in a sufficiently proximate relationship to the Council to
be owed a duty of care by the Council as an occupier of those premises.
As a result of the knowledge of lead paint hazards
(potentially present in all buildings constructed before 1970) held by Council, lead
poisoning would be a foreseeable injury to any visitor who attends these premises and is
exposed to lead. Under these circumstances, Council has a legal duty to take whatever
steps are necessary to prevent visitors from being exposed to lead.
Developing a Local Government Lead Management Plan
The NSW Lead Reference Centre (LRC) are developing a Local
Government Lead Strategy with the assistance of peak local government groups.
They have prepared a preliminary document to assist
Councils in dealing with lead issues. The document incorporates health issues, sources and
pathways of lead exposure and the relevant legislation relating to local government and
lead (however, this legislation is still under review). The document also outlines steps
that local government can take to develop lead management plans (copies are available from
the LRC 17). They include:
Identify Council owned or occupied buildings and develop
lead management plans for those with lead hazards.
Identify council management, technical, maintenance staff
and others, assess their need for training and train them.
Determine whether council procedures for managing lead
hazards are adequate, especially for development and building approvals.
There are at least two NSW Councils who have already taken
initiatives to increase community awareness about lead hazards and to reduce emissions to
the environment and exposure to humans. Ashfield Municipal and Tweed Shire Councils have
developed community information sheets that are widely distributed to residents and
displayed at Councils offices. Both Councils have also commenced inspecting Council
owned properties used by sensitive populations for lead hazards. Tweed Shire Council is
also providing free lead paint testing services.
Council Powers and Obligations
Protection of the Environment Operations Bill
This bill proposes a larger role for Local Government as a
regulator of activities that can cause pollution of land, air and water by materials
containing lead.
Building and Demolition Approvals
Wherever an approval is necessary under clause 24 of the
LGA, Councils can ensure the safe renovation of private buildings by imposing appropriate
conditions.
When determining an application for approval under S.89 of
the LGA, Councils must take into consideration the requirements of any relevant
regulations and criteria in a local approval policy that has been adopted.
When considering an application for demolition approval,
Councils must comply with clause 65 of the Local Government (Approvals) Regulation 1993,
which refers to Australian Standard AS2601-1991 The Demolition of Structures. Councils
could include criteria relating to lead management in their local approvals policy. This
policy could include criteria relating to demolition, provided it is not more onerous than
the regulation.
If a Council does not have a local approval policy (and
there is no applicable regulation), under S.89(2) it must seek to give effect to the
applicants objectives to the extent to which they are compatible with the public
interest. The public interest includes protection of public health, safety and
convenience".
Please note there are scheduled reforms to the NSW
planning and environmental legislation.
Orders
Councils can also use powers under s124 of the LGA where
applicable. Order 21 can be used to ensure that land or premises are placed or kept in a
safe and healthy condition.
Limiting Lead Liability for Local Government
As outlined earlier in the paper it is crucial for
Councils to discharge their legal duty relating to potential lead poisoning claims made by
visitors to Council owned properties. This can only be achieved by identifying and
managing any identified lead hazards in properties owned by Council and used by sensitive
populations (preschool children and pregnant women).
Comprehensive assessment of lead paint hazards (includes
lead paint, lead-contaminated soils and dusts) can be achieved by using three methods:
chemical spot tests, laboratory analysis and new
X-ray fluorescence spectrum analysers (NITON XL-309).
The table below outlines the advantages and limitations of
three methods used to test lead paint.
| Characteristic |
Spot |
Lab |
XL-309 |
| Destructive |
Yes |
Yes |
No |
| Creates dust during
collection |
Yes |
Yes |
No |
| Need to re-seal sample
area |
Yes |
Yes |
No |
| Availability of results |
30-90
sec. |
3-14
days |
5-20
sec. |
| Accurate and precise |
No |
Yes |
Yes |
| Quantitative |
No |
Yes |
Yes |
| US EPA & HUD approved |
No |
Yes |
Yes |
| Cost per test (excl.
labour) |
20˘ to
$8 |
$20-60 |
$3-6 |
| Cost-effective |
Yes |
No |
Yes |
Chemical spot tests are cost-effective but unreliable.
Many studies have shown unacceptable levels of false positives and false negatives 18,19.
Users of chemical spot test kits may recommend the costly remediation of non-lead painted
surfaces or worse, fail to detect lead painted surfaces placing children at undue health
risk. Professional consultants, environmental health officers, property managers, builders
and painters place themselves at risk of costly litigation using chemical spot tests.
Laboratory chemical methods provide the most accurate and
precise method for estimating lead content in paint. However, laboratory analysis of paint
for total lead is very expensive and it can be weeks before you receive your results.
Sample collection is also difficult, especially for intact lead paint, and issues of
sample contamination and traceability during subsequent handling can arise.
The NITON XL-309 is the first portable XRF spectrum
analyser to be used in Australia for testing lead paint. The primary advantage is speed:
quantitative, accurate (0.1 mg/cm2) and precise (±0.15 mg/cm2) results are available
instantly. Approximately 100 tests can be taken in one hour. The depth index determines
where lead is located, on the surface or buried under several coats on non-lead paint. The
instrument stores 3000 readings which can be down-loaded to computer. The XL-309 also
comes with lead in soil and dust capabilities that have been shown to produce results as
good as any NATA registered laboratory20. Labour costs are also cheaper using the
non-destructive XL-309, as there is no time spent collecting paint chips and re-sealing
damaged surfaces. The disadvantages are the initial cost (although the XL-309 is now
available for lease or hire) and a low dose radiation source (Cd109 307 Mbq) is used
requiring an Environment Protection Authority radiation licence.
On completion of the assessment, a lead hazard control
plan can be developed for each property. It is beyond the scope of this paper to outline
the details of a lead hazard control plan. However, JBS Environmental has spent several
months studying new innovative remediation techniques in the United States and it is our
opinion that, except in extraordinary cases, lead safe renovations should cost no more
than 10-20% above normal maintenance costs.
We welcome comment on any articles published in Lead Aware
Times. We are currently seeking a legal opinion to this article from State Government.
References from Lead Advisory Service (02) 9716 0014
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